Hays
Quality Control Analyst – AML
6 month contract
Vaughan-onsite or London-onsite
Description
Required Skills
· Proficient with FINTRAC guidelines
· Ability to establish and maintain positive relationships with internal and external stakeholders.
· Ability to multi-task and meet deadlines.
· Attention to detail.
Qualifications
· 3+ years in relevant AML or financial crime-related roles required.
· Knowledge of FINTRAC guidelines, PCMLTFA/R, and FATF recommendations
· CAMS certification an asset
· CFCS certification an asset
· Experience working with Refinitiv/Lexus Nexus/Dow Jones, and Actimize technology solutions is an asset.
· Experience in QC’ing Suspicious Transaction Reports or/and other regulatory reports is an asset.
Deliverables
· Perform a quality check on a broad range of money laundering investigations.
· Evaluate ML/TF risk by conducting quality checks on cases/alerts as part of the controls of client’s AML and ATF program.
· Keep abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.
· Evaluate potentially suspicious account activity.
Recognize and evaluate accounts and activity and effectively document recommendations regarding account retention and/or regulatory reporting obligations.
· Provide trend analysis of AML/ATF findings and gaps to the Management for review.
· Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite.
· Manage ambiguity and apply judgment to identify, troubleshoot, and resolve ongoing business and operational issues.
· Assist the QC function with developing/drafting and maintaining written policies, procedures and/or programs/frameworks to minimize compliance breaches and monitor adherence to applicable regulations/requirements.
· Prioritize and manage workload to meet SLA requirements for service and productivity.
· Serve as a subject matter expert in a quality control function and serve as knowledge and process expert to others.
· Effectively work independently with minimal supervision within a team environment to complete a common goal and prioritize daily workload to meet department objectives.